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Document 32013R1073R(01)
Corrigendum to Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (ECB/2013/38) ( OJ L 297, 7.11.2013 )
Corrigendum to Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (ECB/2013/38) ( OJ L 297, 7.11.2013 )
Corrigendum to Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (ECB/2013/38) ( OJ L 297, 7.11.2013 )
OJ L 319, 29.11.2013, p. 39–43
(BG, ES, CS, DA, DE, ET, EL, EN, FR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
OJ L 319, 29.11.2013, p. 25–29
(HR)
ELI: http://data.europa.eu/eli/reg/2013/1073/corrigendum/2013-11-29/oj
29.11.2013 |
EN |
Official Journal of the European Union |
L 319/39 |
Corrigendum to Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (ECB/2013/38)
( Official Journal of the European Union L 297 of 7 November 2013 )
On page 80, Annex I, Part 3 – Reporting tables, Table 1 ‘Stocks – Data required to be provided on a quarterly basis’ is replaced as follows:
Table 1
Stocks
Data required to be provided on a quarterly basis
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MFIs |
Non-MFIs - Total |
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MFIs |
Non-MFIs - Total |
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of which non-euro area Member States |
of which US |
of which Japan |
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General gov’t (S.13) |
Other residents |
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General gov’t (S.13) |
Other residents |
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Total |
Non-MMF investment funds |
Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) |
Insurance corporations + pension funds (S.128+S.129) |
Non-financial corporations (S.11) |
Households + non-profit institutions serving households (S.14+S.15) |
Total |
Non-MMF investment funds |
Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) |
Insurance corporations + pension funds (S.128+S.129) |
Non-financial corporations (S.11) |
Households + non-profit institutions serving households (S.14+S.15) |
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ASSETS |
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up to 1 year |
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over 1 year |
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up to 1 year |
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over 1 year and up to 2 years |
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over 2 years |
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up to 1 year |
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over 1 year and up to 2 years |
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over 2 years |
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up to 1 year |
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over 1 year and up to 2 years |
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over 2 years |
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of which listed shares |
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of which investment fund shares/units |
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LIABILITIES |
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up to 1 year |
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over 1 year |
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IFs report: (i) the black cells; (ii) the information requested in Table 2 for those securities that are collected on an s-b-s basis; and (iii) the grey cells for those securities that are not collected on an s-b-s basis. |
On pages 82 and 83, Annex I, Part 3 – Reporting tables, Table 3 ‘Revaluation adjustments or transactions – Data required to be provided on a quarterly basis’ and Table 4, ‘Data required to be provided on a monthly basis’ are replaced as follows:
Table 3
Revaluation adjustments or transactions
Data required to be provided on a quarterly basis
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MFIs |
Non-MFIs - Total |
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MFIs |
Non-MFIs - Total |
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of which non-euro area Member States |
of which US |
of which Japan |
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General gov’t (S.13) |
Other residents |
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General gov’t (S.13) |
Other residents |
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Total |
Non-MMF investment funds |
Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) |
Insurance corporations + pension funds (S.128+S.129) |
Non-financial corporations (S.11) |
Households + non-profit institutions serving households (S.14+S.15) |
Total |
Non-MMF investment funds |
Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) |
Insurance corporations + pension funds (S.128+S.129) |
Non-financial corporations (S.11) |
Households + non-profit institutions serving households (S.14+S.15) |
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ASSETS |
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up to 1 year |
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over 1 year |
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up to 1 year |
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over 1 year and up to 2 years |
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over 2 years |
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up to 1 year |
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over 1 year and up to 2 years |
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over 2 years |
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up to 1 year |
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MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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over 1 year and up to 2 years |
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MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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over 2 years |
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MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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of which listed shares |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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of which investment fund shares/units |
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MINIMUM |
MINIMUM |
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MINIMUM |
MINIMUM |
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MINIMUM |
MINIMUM |
MINIMUM |
MINIMUM |
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MINIMUM (3) |
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MINIMUM (3) |
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LIABILITIES |
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up to 1 year |
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over 1 year |
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MINIMUM |
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MINIMUM (3) |
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IFs report: (i) the black cells marked ‘MINIMUM’; (ii) the grey cells marked ‘MINIMUM’ for securities that are not collected on an s-b-s basis; and (iii) if the relevant NCB collects s-b-s information on transactions directly, the information requested in Table 2 for those securities that are collected on an s-b-s basis. The NCBs may extend these requirements to: (i) the black cells that do not contain the word ‘MINIMUM’; and (ii) the grey cells that do not contain the word ‘MINIMUM’ for those securities that are not collected on an s-b-s basis. |
Table 4
Data required to be provided on a monthly basis
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MFIs |
Non-MFIs - Total |
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MFIs |
Non-MFIs - Total |
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General gov’t (S.13) |
Other residents |
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General gov’t (S.13) |
Other residents |
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Total |
Non-MMF investment funds |
Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) |
Insurance corporations + pension funds (S.128+S.129) |
Non-financial corporations (S.11) |
Households + non-profit institutions serving households (S.14+S.15) |
Total |
Non-MMF investment funds |
Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127) |
Insurance corporations + pension funds (S.128+S.129) |
Non-financial corporations (S.11) |
Households + non-profit institutions serving households (S.14+S.15) |
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LIABILITIES |
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Issuance of IF shares/units |
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Redemption of IF shares/units |
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(1) If the reporting agent is not in a position to directly identify the residency and sector of the holder, it reports the relevant data on the basis of available information. In the case of bearer shares, the information may be collected from MFIs or OFIs (as specified in Article 2(2) of this Regulation and paragraph 3 of Part 2 of this annex).
(2) If the reporting agent is not in a position to directly identify the residency and sector of the holder, it reports the relevant data on the basis of available information. In the case of bearer shares, the information may be collected from MFIs or OFIs (as specified in Article 2(2) of this Regulation and paragraph 3 in Part 2 of this annex).
(3) The NCBs may exempt IFs from reporting this item, if the quarterly stocks listed in Table 1 represent less than 5% of IF shares/units issued.
(4) Stocks; revaluation adjustments or transactions